Career Details

Series 65, Uniform Investment Adviser Law Examination

Description

The Uniform Investment Adviser Law Examination and the available study outline were developed by NASAA. The examination, called the Series 65 exam, is designed to qualify candidates as investment adviser representatives. The exam covers topics that have been determined to be necessary to understand in order to provide investment advice to clients.

Certifying Organization

North American Securities Administrators Association

Details

If significant education or training is needed? Yes
If significant work experience is needed? Unknown
Is an exam required? Yes
How many years until certification must be renewed? Unknown year(s)
Certification can be renewed with Continuing Education Units? Unknown
Certification can be renewed with re-examination? Unknown
Certification can be renewed with Continuing Professional Development? Unknown
Certification can be renewed in multiple ways? Unknown

Certificates

Certifying Organization

Manufacturers Representatives Educational Research Foundation

Type

A - Core

Certifying Organization

American Society of Pension Professionals and Actuaries

Type

A - Core

Certifying Organization

American Bankers Association

Type

B - Advanced

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